# -*- coding: utf-8 -*- """Tests for analyzer news prompt hard constraints (Issue #697).""" import unittest from types import SimpleNamespace from unittest.mock import patch try: import litellm # noqa: F401 except ModuleNotFoundError: from tests.litellm_stub import ensure_litellm_stub ensure_litellm_stub() from src.analyzer import ( GeminiAnalyzer, _BULLISH_TREND_HINTS, _contains_trend_hint, _infer_trend_direction, _sanitize_trend_analysis_for_prompt, ) class AnalyzerNewsPromptTestCase(unittest.TestCase): def test_contains_trend_hint_treats_non_adjacent_negation_as_negated(self) -> None: self.assertFalse(_contains_trend_hint("尚未形成上升趋势,继续观察。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("未形成上升趋势,继续观察。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("并未形成上升趋势,继续观察。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("没有形成多头排列,继续观察。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("当前无多头排列,仍需观察。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("尚不属于上升趋势,反弹仍待确认。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("当前非多头排列,仍需观察。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("This is not a bullish trend yet.", _BULLISH_TREND_HINTS)) def test_contains_trend_hint_scans_later_non_negated_occurrences(self) -> None: self.assertTrue( _contains_trend_hint( "不是多头排列,后续放量后再次出现多头排列信号。", _BULLISH_TREND_HINTS, ) ) def test_contains_trend_hint_keeps_contrast_clause_target_hint(self) -> None: self.assertTrue(_contains_trend_hint("不是空头而是多头排列,趋势修复。", _BULLISH_TREND_HINTS)) self.assertFalse(_contains_trend_hint("未转为上升趋势,反弹仍待确认。", _BULLISH_TREND_HINTS)) def test_contains_trend_hint_ignores_single_character_prefixes_in_common_words(self) -> None: self.assertTrue(_contains_trend_hint("非常明显的多头排列,趋势仍在延续。", _BULLISH_TREND_HINTS)) self.assertTrue(_contains_trend_hint("未来上升趋势若放量将进一步确认。", _BULLISH_TREND_HINTS)) self.assertEqual( _infer_trend_direction({"trend_status": "非常明显的多头排列", "ma_alignment": "未来上升趋势逐步明确"}), "bullish", ) def test_infer_trend_direction_recognizes_weak_bullish_and_bearish_states(self) -> None: self.assertEqual( _infer_trend_direction({"trend_status": "弱势多头", "ma_alignment": "弱势多头,MA5>MA10 但 MA10≤MA20"}), "bullish", ) self.assertEqual( _infer_trend_direction({"trend_status": "弱势空头", "ma_alignment": "弱势空头,MA5 None: self.assertEqual( _infer_trend_direction({"trend_status": "未形成上升趋势", "ma_alignment": "当前非多头排列"}), "neutral", ) self.assertEqual( _infer_trend_direction({"trend_status": "没有形成多头排列", "ma_alignment": "当前无上升趋势"}), "neutral", ) def test_infer_trend_direction_keeps_contrast_clause_final_direction(self) -> None: self.assertEqual( _infer_trend_direction({"trend_status": "不是空头而是多头排列", "ma_alignment": ""}), "bullish", ) def test_analysis_prompt_resolves_shared_skill_prompt_state_by_default(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() fake_state = SimpleNamespace( skill_instructions="### 技能 1: 波段低吸\n- 关注支撑确认", default_skill_policy="", ) with patch("src.agent.factory.resolve_skill_prompt_state", return_value=fake_state): prompt = analyzer._get_analysis_system_prompt("zh", stock_code="600519") self.assertIn("### 技能 1: 波段低吸", prompt) self.assertNotIn("专注于趋势交易", prompt) def test_analysis_prompt_uses_injected_skill_sections_instead_of_hardcoded_trend_baseline(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="### 技能 1: 缠论\n- 关注中枢与背驰", default_skill_policy="", ) prompt = analyzer._get_analysis_system_prompt("zh", stock_code="600519") self.assertIn("### 技能 1: 缠论", prompt) self.assertNotIn("专注于趋势交易", prompt) self.assertNotIn("多头排列:MA5 > MA10 > MA20", prompt) def test_analysis_prompt_keeps_injected_default_policy_for_implicit_default_run(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="### 技能 1: 默认多头趋势", default_skill_policy="## 默认技能基线(必须严格遵守)\n- **多头排列必须条件**:MA5 > MA10 > MA20", use_legacy_default_prompt=True, ) prompt = analyzer._get_analysis_system_prompt("zh", stock_code="600519") self.assertIn("专注于趋势交易", prompt) self.assertIn("多头排列必须条件", prompt) self.assertIn("多头排列:MA5 > MA10 > MA20", prompt) def test_analysis_prompt_requires_phase_decision_in_main_and_legacy_modes(self) -> None: for legacy in (False, True): with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="", default_skill_policy="", use_legacy_default_prompt=legacy, ) prompt = analyzer._get_analysis_system_prompt("zh", stock_code="600519") self.assertIn('"phase_decision"', prompt) self.assertIn('"watch_conditions"', prompt) self.assertIn('"data_limitations"', prompt) self.assertIn("quote/daily_bars/technical 存在 stale、fallback、missing、fetch_failed、partial 或 estimated", prompt) self.assertIn("`confidence_level` 不得为高", prompt) def test_analysis_prompt_contains_actionability_guardrails(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() prompt = analyzer._get_analysis_system_prompt("zh", stock_code="002812") self.assertIn("可操作性与稳定性约束", prompt) self.assertIn("不得仅因为单日涨跌", prompt) self.assertIn("支撑/压力位", prompt) self.assertIn("洗盘观察", prompt) def test_analysis_prompt_score_scale_splits_reduce_and_sell_bands(self) -> None: for legacy in (False, True): with self.subTest(legacy=legacy): with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="", default_skill_policy="", use_legacy_default_prompt=legacy, ) prompt = analyzer._get_analysis_system_prompt("zh", stock_code="600519") self.assertIn("### 减仓(20-39分)", prompt) self.assertIn("### 卖出(0-19分)", prompt) self.assertIn("20-39:减仓,`action=reduce`,`decision_type=sell`。", prompt) self.assertIn("0-19:卖出,`action=sell`,`decision_type=sell`。", prompt) self.assertNotIn("### 卖出/减仓(0-39分)", prompt) def test_prompt_contains_time_constraints(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-16", "today": {}, "fundamental_context": { "earnings": { "data": { "financial_report": {"report_date": "2025-12-31", "revenue": 1000}, "dividend": {"ttm_cash_dividend_per_share": 1.2, "ttm_dividend_yield_pct": 2.4}, } } }, } fake_cfg = SimpleNamespace( news_max_age_days=30, news_strategy_profile="medium", # 7 days ) with patch("src.analyzer.get_config", return_value=fake_cfg): prompt = analyzer._format_prompt(context, "贵州茅台", news_context="news") self.assertIn("近7日的新闻搜索结果", prompt) self.assertIn("每一条都必须带具体日期(YYYY-MM-DD)", prompt) self.assertIn("超出近7日窗口的新闻一律忽略", prompt) self.assertIn("时间未知、无法确定发布日期的新闻一律忽略", prompt) self.assertIn("财报与分红(价值投资口径)", prompt) self.assertIn("禁止编造", prompt) def test_prompt_includes_capital_flow_as_operation_filter(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() context = { "code": "002812", "stock_name": "恩捷股份", "date": "2026-04-01", "today": {"close": 32.8, "ma5": 31.2, "ma10": 30.5, "ma20": 29.8}, "fundamental_context": { "capital_flow": { "status": "ok", "data": { "stock_flow": { "main_net_inflow": -1200000, "inflow_5d": -3600000, "inflow_10d": -5200000, }, "sector_rankings": { "top": [{"name": "电池"}], "bottom": [{"name": "化工"}], }, }, } }, } prompt = analyzer._format_prompt(context, "恩捷股份", news_context=None) self.assertIn("主力资金流向(操作建议过滤器)", prompt) self.assertIn("主力净流入", prompt) self.assertIn("-1200000", prompt) self.assertIn("接近压力且主力流出时不得追买", prompt) self.assertIn("洗盘观察", prompt) def test_prompt_prefers_context_news_window_days(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-16", "today": {}, "news_window_days": 1, } fake_cfg = SimpleNamespace( news_max_age_days=30, news_strategy_profile="long", # 30 days if fallback is used ) with patch("src.analyzer.get_config", return_value=fake_cfg): prompt = analyzer._format_prompt(context, "贵州茅台", news_context="news") self.assertIn("近1日的新闻搜索结果", prompt) self.assertIn("超出近1日窗口的新闻一律忽略", prompt) def test_format_prompt_injects_market_phase_and_pack_summary_before_technical_data(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-27", "today": {}, "market_phase_context": { "market": "cn", "phase": "premarket", "market_local_time": "2026-03-27T09:00:00+08:00", "effective_daily_bar_date": "2026-03-26", "is_partial_bar": False, "minutes_to_open": 30, "warnings": [], }, } prompt = analyzer._format_prompt( context, "贵州茅台", news_context=None, analysis_context_pack_summary="\n## 分析上下文包摘要\n- 数据块状态:行情 available\n", ) phase_index = prompt.index("市场阶段上下文") pack_index = prompt.index("分析上下文包摘要") technical_index = prompt.index("技术面数据") self.assertLess(phase_index, technical_index) self.assertLess(phase_index, pack_index) self.assertLess(pack_index, technical_index) self.assertIn("盘前", prompt) self.assertIn("不得描述“今日走势已经发生”", prompt) def test_format_prompt_omits_market_phase_section_without_context(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-27", "today": {}, } prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertNotIn("市场阶段上下文", prompt) self.assertNotIn("分析上下文包摘要", prompt) def test_format_prompt_labels_intraday_partial_quote_as_estimated(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-27", "today": {"close": 1880.0}, "market_phase_context": { "phase": "intraday", "is_partial_bar": True, "warnings": [], }, } prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertIn("### 最新行情", prompt) self.assertIn("| 盘中估算价 | 1880.0 元 |", prompt) self.assertNotIn("### 今日行情", prompt) self.assertNotIn("| 收盘价 | 1880.0 元 |", prompt) def test_format_prompt_uses_complete_daily_labels_for_premarket_and_non_trading(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() for phase in ("premarket", "non_trading"): context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-27", "today": { "close": 1870.0, "open": 1860.0, "high": 1880.0, "low": 1855.0, }, "market_phase_context": { "phase": phase, "is_partial_bar": False, "warnings": [], }, } prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertIn("### 上一完整交易日行情", prompt) self.assertIn("| 上一完整交易日收盘价 | 1870.0 元 |", prompt) self.assertIn("| 开盘价 | 1860.0 元 |", prompt) self.assertIn("| 最高价 | 1880.0 元 |", prompt) self.assertIn("| 最低价 | 1855.0 元 |", prompt) self.assertNotIn("### 今日行情", prompt) self.assertNotIn("| 收盘价 | 1870.0 元 |", prompt) def test_format_prompt_does_not_label_realtime_overlay_as_previous_close(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() for phase in ("premarket", "non_trading"): context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-27", "today": { "close": 1882.5, "open": 1878.0, "high": 1885.0, "low": 1876.0, "pct_chg": 0.42, "volume": 1200000, "amount": 226000000, "data_source": "realtime:tencent", "is_estimated": True, "estimated_fields": ["close", "open", "high", "low"], }, "market_phase_context": { "phase": phase, "is_partial_bar": False, "warnings": [], }, } prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertIn("### 最新行情", prompt) self.assertIn("| 实时估算价 | 1882.5 元 |", prompt) self.assertNotIn("### 上一完整交易日行情", prompt) self.assertNotIn("| 上一完整交易日收盘价 | 1882.5 元 |", prompt) self.assertNotIn("| 开盘价 |", prompt) self.assertNotIn("| 最高价 |", prompt) self.assertNotIn("| 最低价 |", prompt) self.assertIn("| 实时涨跌幅 | 0.42% |", prompt) self.assertIn("| 实时成交量 | 120.00 万股 |", prompt) self.assertIn("| 实时成交额 | 2.26 亿元 |", prompt) self.assertNotIn("| 涨跌幅 | 0.42% |", prompt) self.assertNotIn("| 成交量 | 120.00 万股 |", prompt) self.assertNotIn("| 成交额 | 2.26 亿元 |", prompt) def test_format_prompt_does_not_label_date_mismatch_as_previous_close(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-27", "today": { "close": 1882.5, "open": 1878.0, "high": 1885.0, "low": 1876.0, "date": "2026-03-27", }, "market_phase_context": { "phase": "premarket", "effective_daily_bar_date": "2026-03-26", "is_partial_bar": False, "warnings": [], }, } prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertIn("### 最新行情", prompt) self.assertIn("| 最新价 | 1882.5 元 |", prompt) self.assertNotIn("### 上一完整交易日行情", prompt) self.assertNotIn("| 上一完整交易日收盘价 | 1882.5 元 |", prompt) self.assertNotIn("| 开盘价 |", prompt) self.assertNotIn("| 最高价 |", prompt) self.assertNotIn("| 最低价 |", prompt) def test_format_prompt_keeps_legacy_quote_labels_without_partial_intraday_context(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer() for phase_context in ( {"phase": "intraday", "is_partial_bar": False, "warnings": []}, {"phase": "intraday", "warnings": []}, {"phase": "postmarket", "is_partial_bar": False, "warnings": []}, {"phase": "unknown", "is_partial_bar": True, "warnings": []}, None, ): context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-27", "today": {"close": 1880.0}, } if phase_context is not None: context["market_phase_context"] = phase_context prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertIn("### 今日行情", prompt) self.assertIn("| 收盘价 | 1880.0 元 |", prompt) def test_format_prompt_omits_legacy_trend_checks_for_nondefault_skill_mode(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="### 技能 1: 缠论\n- 关注中枢与背驰", default_skill_policy="", use_legacy_default_prompt=False, ) context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-03-16", "today": {"close": 100, "ma5": 99, "ma10": 98, "ma20": 97}, "trend_analysis": { "trend_status": "震荡偏强", "ma_alignment": "粘合后发散", "trend_strength": 61, "bias_ma5": 1.2, "bias_ma10": 2.4, "volume_status": "平量", "volume_trend": "量能温和", "buy_signal": "观察", "signal_score": 58, "signal_reasons": ["结构待确认"], "risk_factors": ["无背驰确认"], }, } prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertIn("当前结构是否满足激活技能的关键触发条件", prompt) self.assertNotIn("是否满足 MA5>MA10>MA20 多头排列", prompt) self.assertNotIn("超过5%必须标注\"严禁追高\"", prompt) self.assertNotIn("MA5>MA10>MA20为多头", prompt) def test_format_prompt_removes_bullish_reasons_when_final_trend_is_bearish(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="### 技能 1: 缠论\n- 关注中枢与背驰", default_skill_policy="", use_legacy_default_prompt=False, ) context = { "code": "603259", "stock_name": "药明康德", "date": "2026-04-28", "today": {"close": 58.6, "ma5": 57.2, "ma10": 58.8, "ma20": 60.4}, "yesterday": {"close": 57.8}, "volume_change_ratio": 12.4, "trend_analysis": { "trend_status": "空头排列", "ma_alignment": "空头排列 MA5 None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="### 技能 1: 缠论\n- 关注中枢与背驰", default_skill_policy="", use_legacy_default_prompt=False, ) context = { "code": "600519", "stock_name": "贵州茅台", "date": "2026-04-28", "today": {"close": 1688.0, "ma5": 1675.0, "ma10": 1660.0, "ma20": 1640.0}, "trend_analysis": { "trend_status": "多头排列", "ma_alignment": "多头排列 MA5>MA10>MA20", "trend_strength": 78, "bias_ma5": 1.8, "bias_ma10": 3.2, "volume_status": "平量", "volume_trend": "量价配合", "buy_signal": "偏强", "signal_score": 73, "signal_reasons": ["多头排列,持续上涨", "空头排列,持续下跌"], "risk_factors": ["空头排列,持续下跌", "财报披露前波动可能放大"], }, } prompt = analyzer._format_prompt(context, "贵州茅台", news_context=None) self.assertIn("多头排列 MA5>MA10>MA20", prompt) self.assertIn("财报披露前波动可能放大", prompt) self.assertNotIn("空头排列,持续下跌\n", prompt) self.assertNotIn("空头排列,持续下跌", prompt) self.assertIn("已剔除与多头主判断直接冲突的空头结构理由", prompt) self.assertIn("已剔除与多头主判断直接冲突的空头结构风险表述", prompt) def test_format_prompt_removes_bullish_reasons_when_final_trend_is_weak_bearish(self) -> None: with patch.object(GeminiAnalyzer, "_init_litellm", return_value=None): analyzer = GeminiAnalyzer( skill_instructions="### 技能 1: 缠论\n- 关注中枢与背驰", default_skill_policy="", use_legacy_default_prompt=False, ) context = { "code": "300750", "stock_name": "宁德时代", "date": "2026-04-28", "today": {"close": 178.5, "ma5": 176.0, "ma10": 180.2, "ma20": 179.9}, "trend_analysis": { "trend_status": "弱势空头", "ma_alignment": "弱势空头,MA5 None: original = { "trend_status": "空头排列", "ma_alignment": "空头排列 MA5